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      Research on Functional Analysis Methodology to Strengthen CBP Concept in ROK’s Defense Planning System

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      https://www.riss.kr/link?id=A109092040

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      To execute the defense budget efficiently, the ROK military has emphasized effectiveness and efficiency in selecting defense capability improvement needs and promoting projects. Accordingly, the “Defense Acquisition Program Act” is continuously being revised. In addition, the ROK JCS (Joint Chiefs of Staff) is working to benchmark the development trends of advanced countries’ defense planning systems and apply the concept of “CBP (Capability-Based Planning)” to strengthen the JCS of ROK authority to make necessary decisions. However, these efforts have mainly focused on formal systems and procedures. The focus must shift to implementing concrete measures and detailed methodologies to implement formal systems and procedures. In this study, we proposed a plan to more actively accept the concept of CBP in the ROK military’s defense planning system, which currently has a strategic planning-requirements planning structure, and improve it to a structure of strategic planning-capability planning-requirements planning. In other words, by converting the perspective of defense planning limited to individual weapon systems to a capability unit, a high-level strategic concept encompassing the military’s overall operational area was reflected in individual weapon system requirements. This concept is meaningful because it groups capabilities into functional units in the ROK military’s defense planning method, which has bottomup characteristics and broadens the horizon to strengthen necessary and insufficient capabilities from the perspective of operational capabilities. Additionally, this concept helps evaluate capabilities against threats that are difficult to define as a specific unit weapon system, such as cyber threats, which have recently emerged as a new threat. Accordingly, this paper presents the concept of “capability planning” under CBP. It presents the concept and analysis method of “functional analysis,” which classifies force by function to evaluate capability.
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      To execute the defense budget efficiently, the ROK military has emphasized effectiveness and efficiency in selecting defense capability improvement needs and promoting projects. Accordingly, the “Defense Acquisition Program Act” is continuously be...

      To execute the defense budget efficiently, the ROK military has emphasized effectiveness and efficiency in selecting defense capability improvement needs and promoting projects. Accordingly, the “Defense Acquisition Program Act” is continuously being revised. In addition, the ROK JCS (Joint Chiefs of Staff) is working to benchmark the development trends of advanced countries’ defense planning systems and apply the concept of “CBP (Capability-Based Planning)” to strengthen the JCS of ROK authority to make necessary decisions. However, these efforts have mainly focused on formal systems and procedures. The focus must shift to implementing concrete measures and detailed methodologies to implement formal systems and procedures. In this study, we proposed a plan to more actively accept the concept of CBP in the ROK military’s defense planning system, which currently has a strategic planning-requirements planning structure, and improve it to a structure of strategic planning-capability planning-requirements planning. In other words, by converting the perspective of defense planning limited to individual weapon systems to a capability unit, a high-level strategic concept encompassing the military’s overall operational area was reflected in individual weapon system requirements. This concept is meaningful because it groups capabilities into functional units in the ROK military’s defense planning method, which has bottomup characteristics and broadens the horizon to strengthen necessary and insufficient capabilities from the perspective of operational capabilities. Additionally, this concept helps evaluate capabilities against threats that are difficult to define as a specific unit weapon system, such as cyber threats, which have recently emerged as a new threat. Accordingly, this paper presents the concept of “capability planning” under CBP. It presents the concept and analysis method of “functional analysis,” which classifies force by function to evaluate capability.

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      참고문헌 (Reference)

      1 Je-ryeong Jeong, "Study on Force Planning System Development Plan" Korea Institute for Defense Analyses 17-, 2019

      2 Ministry of National Defense, "National Defense Force Development Directive"

      3 Norman M. Wade, "JFODS5–1: The Joint Forces Operations & Doctrine SMARTbook (Guide to Joint, Multinational & Interorganizational Operations)" The Lightning Press

      4 Yeonoh Jeong, "Integrated Requirements Analysis 2021" Korea Institute for Defense Analyses 2021

      5 정연오 ; Jin-Young Choi ; 박승현, "Improvement of the Defense Planning and Management System to Implement the ROK’s National Cybersecurity Strategy" 35 (35): 337-360, 2023

      6 Joint Systems and Analysis Group, "Guide to Capability-Based Planning"

      7 Jaewook Lee, "Development Plan for Basic Verification Performance System" Korea Institute for Defense Analyses 2014

      8 Ji Hong Kim, "Defense Reform and Defense Resource Re-allocation in Korea" Korea Development Institute 2012

      9 Aaron C. Taliaferro, "Defense Governance and Management: Improving the Defense Management Capabilities of Foreign Defense Institutions—A Guide to Capability-Based Planning (CBP)" Institute for Defense Analyses

      10 "Defense Acquisition Program Act, Act No.20190, Feb, 2024, Partial Amendment (S. Kor.)"

      1 Je-ryeong Jeong, "Study on Force Planning System Development Plan" Korea Institute for Defense Analyses 17-, 2019

      2 Ministry of National Defense, "National Defense Force Development Directive"

      3 Norman M. Wade, "JFODS5–1: The Joint Forces Operations & Doctrine SMARTbook (Guide to Joint, Multinational & Interorganizational Operations)" The Lightning Press

      4 Yeonoh Jeong, "Integrated Requirements Analysis 2021" Korea Institute for Defense Analyses 2021

      5 정연오 ; Jin-Young Choi ; 박승현, "Improvement of the Defense Planning and Management System to Implement the ROK’s National Cybersecurity Strategy" 35 (35): 337-360, 2023

      6 Joint Systems and Analysis Group, "Guide to Capability-Based Planning"

      7 Jaewook Lee, "Development Plan for Basic Verification Performance System" Korea Institute for Defense Analyses 2014

      8 Ji Hong Kim, "Defense Reform and Defense Resource Re-allocation in Korea" Korea Development Institute 2012

      9 Aaron C. Taliaferro, "Defense Governance and Management: Improving the Defense Management Capabilities of Foreign Defense Institutions—A Guide to Capability-Based Planning (CBP)" Institute for Defense Analyses

      10 "Defense Acquisition Program Act, Act No.20190, Feb, 2024, Partial Amendment (S. Kor.)"

      11 Jin-Gi Hong, "Capability-Based Evaluation Method Applicable to the Korean Military Requirements Planning System"

      12 Je-ryeong Jeong, "Capability-Based Assessment by Battlefield Function" Korea Institute for Defense Analyses 18-19, 2020

      13 Thomas-Durell Young, "Capabilities-Based ‘Confusion’: Why Capabilities-Based Planning Systems Struggle" 33 (33): 95-118, 2021

      14 Force Structure, Resources, and Assessments Directorate (JCS J-8), "Capabilities-Based Assessment (CBA) User’s Guide Ver. 3"

      15 Paul K. Davis, "Analytic Architecture for Capabilities-Based Planning, Mission-System Analysis, and Transformation" RAND Corporation 11-, 2002

      16 Won-Gun Cho, "A Study on the Capabilities-Based Force Planning: Focusing on Application to the Effects-Based Requirements Planning" Hannam University 2006

      17 김종하, "A Plan for the ROK Armed Forces’ Rational Requirements Planning: Focusing on the Comparison of Threat-Based Planning and Capabilities-Based Planning" 24 (24): 169-192, 2008

      18 Ministry of National Defense, "2022 Defense White Paper" 2022

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