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      다국어 초록 (Multilingual Abstract)

      In Korea, the Capital Market and Financial Investment Business Act(hereinafter referred to such as “the Capital Market Act”) has enacted on February 4th, 2007. The purpose of the Capital Market Act is to contribute to the development of the national economy by achieving wide and orderly circulation of securities and by protecting investors through the fair issuance, purchase, sale or other transactions of securities.
      The article 174(1) of the Capital Market Act provides that any person who is informed of material nonpublic information in relation with affairs, etc. of a listed corporation (including corporations listed within six months) in the course of performing their duties, from among those who fall under any of the following subparagraphs (including those for whom one year has not passed after they do not to fall under any of subparagraphs of this paragraph), and those who are informed of such information from that person, shall not use or have another person use such information in connection with the sale and purchase or any other transaction of securities issued by the corporation concerned.
      The article 174(1) of the Capital Market Act is violated when a corporate insider(such as a director, officer, controlling shareholder, etc.) trades the securities of the corporation while in possession of material nonpublic information. The corporate insiders who obtain confidential information by reason of their position with the corporation and in the course of performing their duties to the corporation may not take unfair advantage of uninformed shareholders. Corporation insiders are therefore under a duty to either disclose all material nonpublic information or to abstain from trading in the securities of their corporation.
      In this paper, I have investigated the concept and scope of the user (including insider(such as a director, officer, controlling shareholder, etc.), quasi-insider and tippee) of material nonpublic information of a listed corporation and the legal problems of the article 174(1) of the Capital Market Act. And I have suggested the settlement methods of the problems of insider trading regulation under the Capital Market Act in comparison with the Securities and Exchange Act of Korea and SEA Section 10(b) and SEC Rule 10b-5 in U.S.A..
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      In Korea, the Capital Market and Financial Investment Business Act(hereinafter referred to such as “the Capital Market Act”) has enacted on February 4th, 2007. The purpose of the Capital Market Act is to contribute to the development of the nation...

      In Korea, the Capital Market and Financial Investment Business Act(hereinafter referred to such as “the Capital Market Act”) has enacted on February 4th, 2007. The purpose of the Capital Market Act is to contribute to the development of the national economy by achieving wide and orderly circulation of securities and by protecting investors through the fair issuance, purchase, sale or other transactions of securities.
      The article 174(1) of the Capital Market Act provides that any person who is informed of material nonpublic information in relation with affairs, etc. of a listed corporation (including corporations listed within six months) in the course of performing their duties, from among those who fall under any of the following subparagraphs (including those for whom one year has not passed after they do not to fall under any of subparagraphs of this paragraph), and those who are informed of such information from that person, shall not use or have another person use such information in connection with the sale and purchase or any other transaction of securities issued by the corporation concerned.
      The article 174(1) of the Capital Market Act is violated when a corporate insider(such as a director, officer, controlling shareholder, etc.) trades the securities of the corporation while in possession of material nonpublic information. The corporate insiders who obtain confidential information by reason of their position with the corporation and in the course of performing their duties to the corporation may not take unfair advantage of uninformed shareholders. Corporation insiders are therefore under a duty to either disclose all material nonpublic information or to abstain from trading in the securities of their corporation.
      In this paper, I have investigated the concept and scope of the user (including insider(such as a director, officer, controlling shareholder, etc.), quasi-insider and tippee) of material nonpublic information of a listed corporation and the legal problems of the article 174(1) of the Capital Market Act. And I have suggested the settlement methods of the problems of insider trading regulation under the Capital Market Act in comparison with the Securities and Exchange Act of Korea and SEA Section 10(b) and SEC Rule 10b-5 in U.S.A..

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      목차 (Table of Contents)

      • Ⅰ. 서설
      • Ⅱ. 미공개중요정보
      • Ⅲ. 정보의 이용주체
      • Ⅳ. 결론
      • 참고문헌
      • Ⅰ. 서설
      • Ⅱ. 미공개중요정보
      • Ⅲ. 정보의 이용주체
      • Ⅳ. 결론
      • 참고문헌
      • Abstract
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      참고문헌 (Reference)

      1 이철송, "회사법강의" 박영사 2009

      2 김정수, "현대증권법원론" 박영사 2002

      3 정규윤, "증권시장의 신종 불공정거래행위" (25) : 2007

      4 이형기, "증권거래법상의 민사책임에 관한 고찰" 대한변호사협회 (277) : 1999

      5 윤광균, "증권거래법상 내부자거래의 규제" 법학연구소 8 (8): 143-174, 2007

      6 최재경, "증권거래법상 내부자거래에 관한 판례와 수사실무" 3 : 2000

      7 임재연, "증권거래법" 박영사 2006

      8 김건식, "증권거래법" 두성사 2000

      9 김용진, "자본시장제도론" 율곡출판사 2007

      10 한국증권법학회, "자본시장법(주석서Ⅰ)" 박영사 2009

      1 이철송, "회사법강의" 박영사 2009

      2 김정수, "현대증권법원론" 박영사 2002

      3 정규윤, "증권시장의 신종 불공정거래행위" (25) : 2007

      4 이형기, "증권거래법상의 민사책임에 관한 고찰" 대한변호사협회 (277) : 1999

      5 윤광균, "증권거래법상 내부자거래의 규제" 법학연구소 8 (8): 143-174, 2007

      6 최재경, "증권거래법상 내부자거래에 관한 판례와 수사실무" 3 : 2000

      7 임재연, "증권거래법" 박영사 2006

      8 김건식, "증권거래법" 두성사 2000

      9 김용진, "자본시장제도론" 율곡출판사 2007

      10 한국증권법학회, "자본시장법(주석서Ⅰ)" 박영사 2009

      11 재정경제부, "자본시장과 금융투자업에 관한 법률 제정안 설명자료"

      12 김건식, "미국의 증권규제" 홍문사 2001

      13 강대섭, "내부정보제공자와 정보수령자의 거래의 규제" 한국증권법학회 2 (2): 2001

      14 정준우, "내부자의 미공개정보 이용규제" 한국상사법학회 20 (20): 2001

      15 이철송, "내부자거래제한의 법리" 자유기업원 2003

      16 김용진, "내부자거래에 있어서 중요한 정보"

      17 김건식, "내부자거래규제의 이론적 기초" 한국증권학회 (28) : 2001

      18 박휴상, "내부자거래규제의 근거에 관한 고찰 IN:상거래법의 이론과 실제" 박영사 1995

      19 김용진, "내부자거래규제대상으로서의 내부정보에 관한 연구" 한양대학교 1993

      20 노태악, "내부자거래 등 관련행위의 규제 IN: 증권거래에 관한 제문제(상)" 법원도서관 2001

      21 이상훈, "공정공시제도 검토-미국과의 차이점을 중심으로" (29) : 2008

      22 김병태, "關係會社와 關聯된 內部者去來規定 適用上의 問題點" 한국증권법학회 3 (3): 215-276, 2002

      23 近藤光男, "證券取引法入門" 商事法務硏究會 1995

      24 河本一郞, "証券取引法讀本"

      25 神崎克郞, "証券取引法" 靑林書院 2006

      26 中誠二, "全訂コンメンタール證券取引法" 勁草書房 1988

      27 芝原邦爾, "インサイダー取引の處罰" (166) : 1994

      28 E. Avgouleas, "The Mechanics and Regulation of Market Abuse" Oxford University Press 2005

      29 Thomas Lee Hazen, "The Law of Securities Regulation" West Publishing Co. 1996

      30 David L. Ratner, "Securities Regulation" West Group 1998

      31 Richard S. Lincer, "Note, Beneficial Ownership under Section 16(b) of Securities Exchange Act of 1934" 77 : 466-, 1977

      32 John C. Coffee, "Market Failure and the Economic Cases for a Mandatory Disclosure Syste" 70 : 717-, 1984

      33 Loss, Louis, "Fundamentals of Securities Regulation"

      34 Ralph C. Ferrara, "Ferrara on Insider Trading and The Wall" Law Journal Press 2001

      35 荒谷裕子, "ECにおける內部者取引の規制(上)" 1992

      36 R. C. Clark, "Corporate Law" Little, Brown and Company 1986

      37 Jane Welch, "Comparative Implementation of EU Directives(I) - Insider Dealing And Market Abuse"

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      학술지 이력

      학술지 이력
      연월일 이력구분 이력상세 등재구분
      2028 평가예정 재인증평가 신청대상 (재인증)
      2022-01-01 평가 등재학술지 유지 (재인증) KCI등재
      2019-01-01 평가 등재학술지 유지 (계속평가) KCI등재
      2016-01-01 평가 등재학술지 유지 (계속평가) KCI등재
      2012-01-01 평가 등재학술지 유지 (등재유지) KCI등재
      2009-01-01 평가 등재학술지 선정 (등재후보2차) KCI등재
      2008-01-01 평가 등재후보 1차 PASS (등재후보1차) KCI등재후보
      2006-01-01 평가 등재후보학술지 선정 (신규평가) KCI등재후보
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      학술지 인용정보

      학술지 인용정보
      기준연도 WOS-KCI 통합IF(2년) KCIF(2년) KCIF(3년)
      2016 0.72 0.72 0.71
      KCIF(4년) KCIF(5년) 중심성지수(3년) 즉시성지수
      0.76 0.7 0.729 0.19
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