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      경쟁법 관점에서의 반경쟁적 소송 남용에 대한 평가와 기준 -EU와 미국의 사례를 중심으로- = Evaluation and Standards of Anti-competitive Litigations from the Perspective of Competition Law -Based on Cases in EU and US-

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      다국어 초록 (Multilingual Abstract) kakao i 다국어 번역

      An anti-competitive litigation is abused legal process that affects the status of competition in the industry adversely. Although anti-competitive litigations are brought in many fields, the issue of such misused litigations has been actively discussed recently in intellectual property right cases. Under EU competition law, anti-competitive litigations in intellectual property right are classified as litigations with non-price predatory abuse of a dominant position. However, there are not many courts` decisions which evaluate anti-competitiveness in frivolous suits. Nonetheless, in a notable decision of ITT Promedia v. Commission in 1996, the EU Commission proposed “two-stage standard” influenced by jurisprudence of Antitrust law in the United States. Then, the EU General Court decided that litigations satisfying conditions in ITT Promedia could be abuse of the market-dominant position under (old) Art. 82 of EU (currently, Art. 102 of TFEU). Currently, the issue of anti-competitive litigations has been vigorously debated in relation to a problem whether competition law should be applied to abuse of intellectual property right in particular in pharmaceutical sector. For example, EU Commission pays attention to patent litigation strategies of pharmaceutical companies producing original drugs. In the decision of AstraZeneca - which was supported later by the General Court of European Union -, EU Commission judged that AstraZeneca`s litigation with respect to patent clearly showed anti-competitive litigation strategies designed to impede fair competition from pharmaceutical companies producing copied drugs. Although the investigation at the level of EU Commission started in the limited scope of pharmaceutical industry, it is expected that problems of litigations with respect to abusive intellectual property right could be an important competition law issue in other areas of cutting-edge industries as well. As examined in this Article, since patent litigations could be harmful to competition under certain circumstances, evaluation and judgment of the standard for such cases should be approached in a cautious way. Although the current two-stage standard derived from ITT Promedia provides with a starting reference point, more in-depth analysis with the work taking concrete shape for the standard is required. The theory in relation to abusive litigations in intellectual property right cases - if it is expanded beyond the current emphasis on price competition - would be expected to receive attention in countries with similar competition law system including Korea.
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      An anti-competitive litigation is abused legal process that affects the status of competition in the industry adversely. Although anti-competitive litigations are brought in many fields, the issue of such misused litigations has been actively discusse...

      An anti-competitive litigation is abused legal process that affects the status of competition in the industry adversely. Although anti-competitive litigations are brought in many fields, the issue of such misused litigations has been actively discussed recently in intellectual property right cases. Under EU competition law, anti-competitive litigations in intellectual property right are classified as litigations with non-price predatory abuse of a dominant position. However, there are not many courts` decisions which evaluate anti-competitiveness in frivolous suits. Nonetheless, in a notable decision of ITT Promedia v. Commission in 1996, the EU Commission proposed “two-stage standard” influenced by jurisprudence of Antitrust law in the United States. Then, the EU General Court decided that litigations satisfying conditions in ITT Promedia could be abuse of the market-dominant position under (old) Art. 82 of EU (currently, Art. 102 of TFEU). Currently, the issue of anti-competitive litigations has been vigorously debated in relation to a problem whether competition law should be applied to abuse of intellectual property right in particular in pharmaceutical sector. For example, EU Commission pays attention to patent litigation strategies of pharmaceutical companies producing original drugs. In the decision of AstraZeneca - which was supported later by the General Court of European Union -, EU Commission judged that AstraZeneca`s litigation with respect to patent clearly showed anti-competitive litigation strategies designed to impede fair competition from pharmaceutical companies producing copied drugs. Although the investigation at the level of EU Commission started in the limited scope of pharmaceutical industry, it is expected that problems of litigations with respect to abusive intellectual property right could be an important competition law issue in other areas of cutting-edge industries as well. As examined in this Article, since patent litigations could be harmful to competition under certain circumstances, evaluation and judgment of the standard for such cases should be approached in a cautious way. Although the current two-stage standard derived from ITT Promedia provides with a starting reference point, more in-depth analysis with the work taking concrete shape for the standard is required. The theory in relation to abusive litigations in intellectual property right cases - if it is expanded beyond the current emphasis on price competition - would be expected to receive attention in countries with similar competition law system including Korea.

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      참고문헌 (Reference)

      1 강명수, "특허권의 행사와 공정거래법의 관계" 대한변호사협회 (431) : 56-74, 2013

      2 박경신, "전략적 봉쇄소송 억제(Anti-SLAPP)법리의미국민사소송제도 상의 환경에 대한 이해와우리나라에서의 적용가능성" 법학연구소 14 (14): 77-106, 2011

      3 김희은, "유럽의 제약산업 관련 경쟁법 집행동향: Sector Inquiry, 역지불합의, 특허권 남용을 중심으로" 2013

      4 정완, "각국의 경쟁법상 지식재산권 규제에 관한 고찰" 법학연구소 46 (46): 171-201, 2011

      5 Herbert J Hovenkamp, "the Walker Process Doctrine: Infringement Lawsuits as Antitrust Violations" U Iowa Legal Studies 2008

      6 Gianni De Stefano, "Tough Enforcement of Unilateral Conduct at the National Level: Italian Antitrust Authority Sanctions Bayer and Pfizer for Abuse of Dominant Position (aka AstraZeneca Ruling and Essential Facility Doctrine in Italian Sauce)" 3 : 396-, 2012

      7 Dietmar Harloff, "The strategic use of patents and its implications for enterprise and competition policies" ENTR 2007

      8 Dominik Schnichels, "The Pharmaceutical Sector Inquiry and its Impact on Competition Law Enforcement" 1 : 2010

      9 Michal S Gal, "The Follower Phenomenon: Implications for the Design of Monopolization Rules in a Global Economy" 76 (76): 899-, 2010

      10 Jean O Lanjouw, "The Enforcement of Intellectual Property Rights: A Survey of the Empirical Literature" NBER 1997

      1 강명수, "특허권의 행사와 공정거래법의 관계" 대한변호사협회 (431) : 56-74, 2013

      2 박경신, "전략적 봉쇄소송 억제(Anti-SLAPP)법리의미국민사소송제도 상의 환경에 대한 이해와우리나라에서의 적용가능성" 법학연구소 14 (14): 77-106, 2011

      3 김희은, "유럽의 제약산업 관련 경쟁법 집행동향: Sector Inquiry, 역지불합의, 특허권 남용을 중심으로" 2013

      4 정완, "각국의 경쟁법상 지식재산권 규제에 관한 고찰" 법학연구소 46 (46): 171-201, 2011

      5 Herbert J Hovenkamp, "the Walker Process Doctrine: Infringement Lawsuits as Antitrust Violations" U Iowa Legal Studies 2008

      6 Gianni De Stefano, "Tough Enforcement of Unilateral Conduct at the National Level: Italian Antitrust Authority Sanctions Bayer and Pfizer for Abuse of Dominant Position (aka AstraZeneca Ruling and Essential Facility Doctrine in Italian Sauce)" 3 : 396-, 2012

      7 Dietmar Harloff, "The strategic use of patents and its implications for enterprise and competition policies" ENTR 2007

      8 Dominik Schnichels, "The Pharmaceutical Sector Inquiry and its Impact on Competition Law Enforcement" 1 : 2010

      9 Michal S Gal, "The Follower Phenomenon: Implications for the Design of Monopolization Rules in a Global Economy" 76 (76): 899-, 2010

      10 Jean O Lanjouw, "The Enforcement of Intellectual Property Rights: A Survey of the Empirical Literature" NBER 1997

      11 David W. Hull, "The Application of EU Competition Law in the Pharmaceutical Sector" 2 : 480-, 2011

      12 Richard Bork, "The Antitrust Paradox: A Policy at War With Itself" Basic Books Inc 159-, 1978

      13 Lucia Helena Salgado, "Study on the Anti-Competitive Enforcement of Intellectual Property Rights: Sham Litigation" World Intellectual Property Organization 2011

      14 Valéria Guimarães de Lima e Silva, "Sham Litigation in the Pharmaceutical Sector" GEG 2011

      15 EU Pharmaceutical Sector Inquiry, "Response to the Commission’s Preliminary Report by the Association of the British Pharmaceutical Industry" 2009

      16 UN General Assembly, "Resolution 217 A(III), UN Document A/810 at 71"

      17 EC Commission, "Pharmaceutical Sector Inquiry Final Report" 2009

      18 FM Scherer, "Pharmaceutical Innovation" AEI-Brookings Joint Center for Regulatory Studies

      19 "OECD Policy Roundtable Proceedings, Competition and Regulation Issues in the Pharmaceutical Industry"

      20 Daniela Ampollini, "Looking for Sense in the Italian Antitrust Authority Decision in the Pfizer Xalatan Case"

      21 Maurice E. Stucke, "Is Intent Relevant?" University of Tennessee College of Law Legal Studies 2012

      22 Katarzyna Czapracka, "Intellectual Property and the limits of antitrust: A comparative study" Edward Elgar 2010

      23 Simon Praddis, "Intellectual Property and Competition Law: New Frontiers" Oxford University Press 2011

      24 Gustavo Ghidini, "Intellectual Property and Competition Law-The Innovation Nexus" Cheltenham 2006

      25 Mariateresa Maggiolino, "Intellectual Property And Antitrust-A Comparative Economic Analysis of US and EU Law" Edward Elgar 2012

      26 Stefano Grassani, "From AstraZeneca to Pfizer, Stage II: The Italian Administrative Court Reverses the Monopolization Claim Established by the Autorità Garante della Concorrenza e del Mercato 2 CPI Sep"

      27 Suzzette Rodriguez Hurley, "Failing to Balance Patent Rights and Antitrust Concerns" 13 : 2004

      28 Communication of the EC Commission, "Executive Summary of the Pharmaceutical Sector Inquiry Report" COM 2009

      29 Michael J. Meurer, "Controlling Opportunistic and Anticompetitive Intellectual Property Litigation" 44 : 2003

      30 OECD, "Competition Policy and Intellectual Property Rights" OECD 24-, 1989

      31 Susan A Creighton, "Cheap Exclusion" 72 : 2005

      32 Phillip E. Areeda, "Antitrust Law - An analysis of antitrust principles and their application"

      33 James C. Cooper, "Antitrust Conference in Honor of Joseph Brodley: Panel III: Antitrust and The Obama Administration: U.S. Convergence with International Competition Norms: Antitrust Law and Public Restraints on Competition" 90 (90): 1604-, 2010

      34 Ariel Ezrachi, "An Analytical Guide to the Leading Cases" Oregon 2010

      35 Kristina Nordlander, "Abuse of Regulatory Procedures in the Pharmaceutical Sector-Developments Since the General Court’s Judgment in AstraZeneca" 2 : 2010

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      학술지 이력
      연월일 이력구분 이력상세 등재구분
      2022 평가예정 재인증평가 신청대상 (재인증)
      2019-01-01 평가 등재학술지 유지 (계속평가) KCI등재
      2016-01-01 평가 등재학술지 유지 (계속평가) KCI등재
      2012-01-01 평가 등재학술지 선정 (등재후보2차) KCI등재
      2011-01-01 평가 등재후보 1차 PASS (등재후보1차) KCI등재후보
      2009-01-01 평가 등재후보학술지 선정 (신규평가) KCI등재후보
      2008-01-01 평가 등재후보학술지 선정 (신규평가) KCI등재후보
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      기준연도 WOS-KCI 통합IF(2년) KCIF(2년) KCIF(3년)
      2016 0.86 0.86 0.93
      KCIF(4년) KCIF(5년) 중심성지수(3년) 즉시성지수
      0.87 0.86 0.981 0.86
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