Financial advice and financial products : law and liability

목차 (Table of Contents)

• CONTENTS
• Foreword by The Hon Mr Justice Jack = ⅴ
• Preface = ⅶ
• Tables of Cases = xxix
• Tables of Legislation = xli
• List of Abbreviations = lxiii
• Ⅰ THE FRAMEWORK
• 1. Foundations = 1
• 2. Historical Foundations and the Legacy of Pensions Mis-selling = 39
• 3. The Financial Services Industry = 57
• 4. The Regulatory Framework = 87
• 5. Financial Products = 135
• 6. The Integrity of Transactions = 169
• Ⅱ CAUSES OF ACTION
• 7. Breach of Statutory Duty = 185
• 8. The Law of Contract = 211
• 9. Misrepresentation and Duties of Disclosure = 233
• 10. Negligence = 255
• 11. Equitable Claims : Fiduciary Obligations, Undue Influence and Unconscionability = 279
• Ⅲ INTERMEDIARIES
• 12. Intermediaries = 299
• Ⅳ STANDARDS OF CONDUCT
• 13. Financial Promotion = 323
• 14. Standards of Liability and the Conduct of Business Rules = 343
• Ⅴ CAUSATION
• 15. Causation = 391
• Ⅵ REMEDIES
• 16. Private Law Remedies = 401
• 17. Public Law Remedies = 441
• Ⅶ DEFENCES
• 18. Contributory Negligence = 449
• 19. Limitation of Actions = 455
• Ⅷ CONSUMER COMPLAINTS AND COMPENSATION
• 20. Consumer Complaints : The Financial Ombudsman Service = 485
• 21. Consumer Compensation : The Financial Services Compensation Scheme = 507
• Ⅸ AUTHORIZATION, DISCIPLINE AND ENFORCEMENT
• 22. The Powers and Procedures of the Financial Services Authority and the Tribunal = 517
• 23. Authorization and Policing the Perimeter = 549
• 24. Discipline and Enforcement = 577
• 25. Injunctions and Restitution Orders = 595
• Ⅹ PRACTICAL MATTERS
• 26. Expert Evidence = 603
• 27. Some Aspects of Civil Procedure = 613
• 28. Alternative Dispute Resolution = 625
• 29. Some Aspects of Insurance Law = 631
• 30. Financial Services and the Professions : Professional Firms = 639
• APPENDICES
• Appendix A : Financial Services and Markets Act 2000(extract) = 657
• Appendix B
• Secondary legislation :
• The Financial Services and Markets Act 2000(Regulated Activities) Order 2001, SI 2001／544 = 741
• The Financial Services and Markets Act 2000(Rights of Action) Regulations 2001, SI 2001／2256 = 778
• The Financial Services and Markets Act 2000(Appointed Representatives) Regulations 2001, SI 2001／1271, as amended by the Financial Services and Markets Act 2000(Appointed Representatives)(Amendment) Regulations 2001, SI 2001／2508 = 780
• Appendix C : FSA Handbook of Rules and Guidance : Conduct of Business Sourcebook(COB)(extracts) = 783
• Index = 889