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      • 자본시장법상 내부자거래 규제의 대상이 되는 행위주체의 범위 : 미국 증권법제와의 비교⋅검토를 중심으로

        구수현 이화여자대학교 법학전문대학원 2012 Ewha Law Review Vol.2 No.2

        우리나라와 미국의 내부자거래에 대한 규제는 그 목적이나 취지가 투자자보호 및 시장신뢰의 향상이라는 점에서 동일하지만, 규제상 체계의 차이로 인해 세부적인 사항에 있어서 다른 점을 보인다. 미국의 경우 1934년 미 증권거래법 제10조 (b)항과 미 증권거래소법 Rule10b-5의 사기방지규정에 근거하여 내부자거래를 규제하기 때문에 불충분한 입법으로 인한 공백을 법원의 판례에 의하여 보충하게 되었고, 그 과정에서 사기를 구성하기 위한 판례 이론이 등장하게 되었다. 미국에서는 전통적으로 신인의무 위반을 근거로 내부자에 대한 책임을 인정한 신인의무이론에서, 2000년 O’Hagan 판결을 통해 정보권한보유자에 대한 의무를 인정한 이른바 부정유용이론을 채택하여 내부자 및 외부자의 미공개중요정보 이용행위 규제를 한층 강화하였다. 반면 우리나라는 미국 등 선진법제의 내부자거래 규제를 모델로 하여 회사를 중심으로 한 입법에 의한 규제를 하기 시작하였으며, 법리적인 측면보다는 입법정책에 의해 내부자거래의 행위주체 및 그 대상에 대한 구체적인 범위를 보완해 나가고 있다. 구체적으로 행위주체에 있어서 미국과 우리나라의 차이점을 살펴보면, 자본시장법에서는 입법정책상 제1차 정보수령자까지만 처벌하는 반면, 미국은 정보제공자의 신인의무의 위반이 있으면 제2차 또는 그 이후의 정보수령자도 처벌의 대상으로 한다. 따라서, 우리나라에서는 정보제공자도 제1차 정보수령자까지만 처벌될 수 있고, 미국의 경우 제2차 또는 그 이후의 정보제공자도 처벌될 수 있다. 또한 미국은 부정유용이론에 근거하여 회사에 대한 외부정보를 생성한 자도 규제의 대상이 되는 반면, 우리나라에서는 회사와 관계없는 외부자에 대한 규제가 없다. 구증권거래법이 자본시장법으로 흡수되면서 내부자거래의 행위주체에 상장법인의 계열회사가 추가되고, 회사와 계약을 체결하고 있거나 체결을 교섭하고 있는 자가 포함되는 등 수정⋅보완된 점이 있다. 그러나 우리나라 내부자거래 규제의 취지가 불공정한 정보격차의 예방을 통한 투자자보호와 시장신뢰의 향상인 점을 비추어 볼 때, 미국에서와 같이 회사의 외부자 및 차순위 정보수령자를 규제 대상에 포함시키는 것은 앞으로 보완해야 할 점이라고 판단된다. Korea and the US have different regulation systems regarding illegal insider trading, although the core purpose of regulation both focuses on investor confidence and market fairness. In Korea, the insider trading law is mainly focused on the development of provisions in the Capital Markets Act, while in the US, court cases and SEC rulings have developed the legal doctrine of insider trading. This is because neither the text nor the legislative history of Exchange Act of 1934 or Rule 10b-5 was sufficient to define insider trading in the US, as Rule 10b-5 has its statutory roots centered on fraud and deceit. Over the years, the US courts used the traditional doctrine of fiduciary relationship, and later developed the misappropriation theory to find liability on outsiders. Korea on the other hand, exhaustively lists what constitutes an insider, quasi-insider, or a tippee under the Act, and amendments are made from time to time. In this paper, it will first introduce the various types of insider trading regulation systems in other countries. Next, it will discuss the extent of insider trading liability in the US, which has influenced the insider trading regulation in Korea. It will observe the current difference between the regulation on the scope of persons subject to insider rading liability in US and Korea, mainly on liability of remote tippees, and misappropriation of information by companies’ outsiders. Finally, by comparing the two regulation systems, this paper will argue some of the changes which would help bring more effectiveness to the insider trading regulation in Korea.

      • KCI등재

        Peripheral Vestibular Syndrome in a Cat with Foreign Body Otitis Media/Interna

        구수현,정동인,강병택,김주원,유종현,박철,박희명 한국임상수의학회 2008 한국임상수의학회지 Vol.25 No.3

        A 15-month-old, intact male, domestic short hair cat was presented with ataxia, protrusion of the right third eyelid, and anorexia. Clinical signs were firstly noted after ear cleaning at home. Symptoms of the Horner's syndrome were evident. However, postural and proprioceptive reaction deficits were not detected on neurologic examination. Otoscopic examination revealed foreign body in right ear canal. A diagnosis of peripheral vestibular syndrome was made based on results of physical examination including neurologic and otic examination, blood work, and magnetic resonance imaging (MRI). Based on these examinations, the present patient was definitely diagnosed as otitis media/ interna induced by foreign body. The vestibular signs were resolved 10 days after removal of cotton tips in right ear canal. This case report indicates that home-care cotton swab can iatrogenically induce otitis media/interna in cats.

      • KCI우수등재

        노후 철근콘크리트 건물 기둥의 파괴 모드 분류와 변형 능력 예측식 제안

        구수현,한상환 대한건축학회 2023 대한건축학회논문집 Vol.39 No.8

        This study addresses the seismic performance of existing reinforced concrete (RC) buildings, which were primarily designed for gravity loadsalone. Assessing the buildings’ seismic capability requires understanding the deformation capacity of the lightly reinforced concrete columnswithin them. The study’s objective is twofold: to establish a procedure for categorizing column failure modes, and to present equations forpredicting deformation capacities based on these failure modes. To achieve this, data from 189 lightly reinforced concrete columns across 53different studies were collected. The effectiveness of the newly proposed failure classification procedure was validated by comparing itsoutcomes to the observed failure modes of the columns. Significantly improved accuracy was demonstrated compared to existing classificationmethods. The study further introduced empirical equations for forecasting column deformation capacity through regression analysis. Theseequations were validated by comparing calculated deformation capacities to actual measurements from column specimens. The empiricalequations proposed in this study showed markedly higher coefficients of determination compared to existing equations proposed by Zhu,Elwood, & Haukaas (2007) and ASCE 41 (2017). This demonstrates that the suggested empirical equations can effectively forecast both thefailure mode and deformation capacity of the lightly reinforced concrete columns. 본 연구의 목적은 노후 철근콘크리트 (RC) 건축물 기둥의 파괴모드를 분류하는 절차를 개발하고 변형능력을 예측하는 식을 제안하는 것이다. 이를 위해 53개의 서로 다른 연구에서 189개의 RC 기둥의 실험 데이터를 수집하였다. 제안된 파괴모드 분류 절차의 정확도는 파괴모드가 제공된 120개의 RC 기둥 실험체의 예측과 관측 파괴 모드를 비교하여 평가하였다. 제안된 분류 절차는 기존 분류 절차보다 더 정확하게 예측하는 것으로 나타났다. 또한 본 연구에서는 회귀분석을 수행하여 기둥 변형능력에 대한 경험식을 제안하였다. 경험식의 정확성은 189개 기둥 시편의 측정 및 계산된 변형 능력을 비교하여 검증하였다.

      • KCI등재

        The Combined Effect of Listeners’ Language Background and L2 English Teaching Background on Mutual Intelligibility: a Mixed-Methods Approach

        구수현 서울대학교 교육종합연구원 2018 The SNU Journal of Education Research Vol.27 No.2

        Achieving and maintaining mutual intelligibility between interlocutors has been emphasized in the second language (L2) pronunciation acquisition and pedagogy. Although previous studies identified some listener background factors that contribute to enhancing non-native speakers’ (NNS) speech intelligibility, little studies investigated linguistic and non-linguistic background factors together. Hence, the present study investigated the combined effect of listeners' language background and L2 English teaching background factors by using mixed-methods approach. This study conducted intelligibility transcription task of 60 listener participants who were divided into 4 listener groups according to listeners’ L1 and L2 teaching experience. The study found that Koreans’ speech was more intelligible to L1 Korean teachers than to native English (NE) non-teachers when both listeners’ language and L2 teaching experience were considered. In addition, qualitative analysis of the transcription task showed that L1 Korean teachers demonstrated more accurate perception than NE listeners to transcribe certain words or phrases uttered by some L1 Korean speakers. The present study found additional evidence for complex and subtle nature of mutual intelligibility, which reacts sensitively towards multitudes of listener background factors. It also found the positive effect of L2 English teaching experience on foreign-accented speech intelligibility.

      • KCI등재

        신생아에서 비접촉 적외선 측두동맥 체온계 (Non-contact temporal artery thermometer)를 이용하여 측정한 체온과 다른 방법으로 측정한 체온의 비교

        구수현 ( Soo Hyun Koo ),정명숙 ( Myung Sook Jeong ),김경아 ( Kyung Ah Kim ),고선영 ( Sun Young Ko ),이연경 ( Yeon Kyung Lee ),신손문 ( Son Moon Shin ) 대한주산의학회 2003 Perinatology Vol.14 No.4

        목적: 소아의 건강상태를 파악하는데 있어 체온은 중요한 지표의 하나로, 측정에 있어 정확하고 간편한 방법이 요구된다. 직장체온이 가장 정확한 것으로 알려져 있으나 시간과 노력이 많이 소요되며, 이러한 단점을 보완하기 위해 현재 널리 사용되고 있는 적외선 고막 체온계는 간편하고 시간이 단축되는 장점이 있으나 소아에서의 정확도에 대해서 많은 논란이 있다. 본 연구에서는 최근 사용되기 시작한 비접촉 측두동맥 체온계를 이용하여 측정한 체온과 직장체온과의 상관성과, 참고할 수 있는 정상범위를 알아보고, 다른 체온측정방법과 비교하여 그 유용성을 평가하고자 하였다. 연구 방법: 성균관의대 삼성제일병원에서 출생한 신생아 117명을 대상으로, 적외선고막체온계와 비접촉 측두동맥 체온계를 사용하여 각각 고막체온과 이마체온을 3회 측정하여, 그 평균값을 얻었으며, 유리수은체온계를 이용하여 직장체온과 액와체온을 측정하였다. Pearson correlation coefficient를 구하여 측정 방법에 따른 체온간의 상관관계를 살펴보고, 반복 측정에 따른 차이의 비교는 t-test를 이용하여 검정하였다. 결과: 비접촉 측두동맥 체온계를 사용하여 측정한 정상 체온의 평균값은 36.2±0.23℃였으며, 직장체온, 액와체온, 고막체온의 평균값은 36.8±0.30℃, 36.7±0.30℃, 36.1±0.27℃였다. 비접촉 측두동맥 체온계를 사용하여 측정한 체온과 직장체온은 유의한 상관관계가 있었다(p<0.01, r=0.891). 반복 측정시의 측정치의 차이는 고막 체온에 비해 비접촉 측두동맥 체온계를 사용하여 측정한 체온이 유의하게 작았다(p<0.01). 결론: 비접촉 측두동맥 체온계는 측정값은 직장체온과 유의한 상관관계가 있으며, 반복 측정시 측정치의 차이가 작아 유아에게 사용하기에 적당하다고 판단되었다. Objective: In this study, we tested the correlation between the body temperature measured by non-contact temporal artery thermometer which has been developed recently and the rectal temperature using conventional glass mercury thermometer, also evaluate the reliability of non-contact temporal artery thermometer by comparing with other methods of temperature measurement. Methods: One-hundred-and-seventeen newborn infants who were born at Samsung Cheil Hospital were included in this study. Tympanic and forehead temperatures were taken three times each with tympanic thermometer and non-contact infrared temporal artery thermometer respectively on a newborn infant by two authors. we also measured the rectal and axillary temperatures by using a mercury-in-glass thermometer. Results: The normal body temperature measured by non-contact temporal artery thermometer was 36.2±0.22℃, and rectal, axillary and tympanic temperatures were 36.8±0.30℃, 36.7±0.30℃ and 36.1±0.27℃, respectively. There was a significant correlation between temperatures measured by non-contact temporal artery thermometer and rectal temperature (p<0.01, r=0.891). The differences between repeated measurements by non-contact temporal artery thermometer were significantly less than those by tympanic thermometer (p<0.01). Conclusion: Forehead temperature measured by non-contact temporal artery thermometer is correlated with rectal temperature and has good reproducibility. It can be used to measure body temperature in newborn infants.

      • KCI등재

        A Comparison of AmBisome(R) to Amphotericin B for Treatment of Systemic Candidiasis in Very Low Birth Weight Infants

        전가원,구수현,이장훈,황종희,김성신,이은경,장욱,장윤실,박원순 연세대학교의과대학 2007 Yonsei medical journal Vol.48 No.4

        Purpose: Amphotericin B is considered the treatment of choice for systemic candidiasis, but adverse effects may limit its use. An alternative option for the treatment of candidiasis includes lipid preparations of amphotericin B. This study investigated the safety and efficacy of AmBisome(R), a lipid formulation of amphotericin B containing liposomal structures, for the treatment of systemic candidiasis in very low birth weight infants (VLBWI). Materials and Methods: Data from 26 VLBWI treated with AmBisome(R) in the study group (AmBisome group) from October 2003 to July 2006 were compared with data from 20 VLBWI treated with amphotericin B as a historical control (Amphotericin group). This study was a prospective, historical control, multi-center trial. Results: Candida spp. was isolated in 73% (19/26) of the cases for the AmBisome group and 90% (18/20) of the cases for the Amphotericin group. The fungal eradication rate and the time to eradication was 84% (16/19) and 9±8 days in the AmBisome group, and 89% (16/18) and 10±9 days in the Amphotericin group, respectively (p=0.680 vs p=0.712). The major adverse effects were lower in the AmBisome group (renal toxicity, 21% vs 55%, p=0.029; hepatotoxity, 25% vs 65%, p=0.014, AmBisome group vs Amphotericin group, respectively). There was no significant difference in mortality attributed to systemic candidiasis (12% in the AmBisome group, 10% in the Amphotericin group, p= 0.868). Conclusion: AmBisome(R) is effective and safe for treating systemic fungal infections in VLBWI. Amphotericin B is considered the treatment of choice for systemic candidiasis, but adverse effects may limit its use. An alternative option for the treatment of candidiasis includes lipid preparations of amphotericin B. This study investigated the safety and efficacy of AmBisome(R), a lipid formulation of amphotericin B containing liposomal structures, for the treatment of systemic candidiasis in very low birth weight infants (VLBWI). Materials and Methods: Data from 26 VLBWI treated with AmBisome(R) in the study group (AmBisome group) from October 2003 to July 2006 were compared with data from 20 VLBWI treated with amphotericin B as a historical control (Amphotericin group). This study was a prospective, historical control, multi-center trial. Results: Candida spp. was isolated in 73% (19/26) of the cases for the AmBisome group and 90% (18/20) of the cases for the Amphotericin group. The fungal eradication rate and the time to eradication was 84% (16/19) and 9±8 days in the AmBisome group, and 89% (16/18) and 10±9 days in the Amphotericin group, respectively (p=0.680 vs p=0.712). The major adverse effects were lower in the AmBisome group (renal toxicity, 21% vs 55%, p=0.029; hepatotoxity, 25% vs 65%, p=0.014, AmBisome group vs Amphotericin group, respectively). There was no significant difference in mortality attributed to systemic candidiasis (12% in the AmBisome group, 10% in the Amphotericin group, p= 0.868). Conclusion: AmBisome(R) is effective and safe for treating systemic fungal infections in VLBWI.

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